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David Dong hyun Kim

Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

10 years in the industry.

  1. Northwestern Mutual Investment Services, LLCSep 2021 to now
  2. Northwestern Mutual Life Insurance CompanySep 2021 to now
  3. AppleJun 2025 to Jan 2026
  4. AppleOct 2021 to Feb 2022
  5. US BankApr 2021 to Sep 2021
  6. UnemployedOct 2019 to Apr 2021
  7. Wells Fargo Clearing Services LLCMay 2018 to Oct 2019
  8. Wells Fargo Bank NAOct 2016 to Oct 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2018
  • Series 65 · Uniform Investment Adviser Law2018

State registrations

Registered as an investment adviser representative in 1 state (WI).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6952807
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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