Brian S Herring
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
7 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Bank of America, N.A.Jul 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2023 to now
- State Farm Vp Management Corp.May 2023 to Jun 2023
- State Farm InsuranceApr 2023 to Jun 2023
- UnemployedJan 2023 to Mar 2023
- Mariner Wealth AdvisorsJul 2022 to Dec 2022
- Wells Fargo Clearing Services, LLCMay 2021 to Jul 2022
- Wells Fargo Bank, NAApr 2021 to Jul 2022
- Russ Wimmer State FarmNov 2020 to Apr 2021
- Committee To Re-elect Judge ThuesonJan 2020 to Nov 2020
- Edward JonesJun 2018 to Jan 2020
- Perl Funeral HomeJan 2018 to Jun 2018
- Musgrove Family Mortuaries and CemeteriesJun 2017 to Dec 2017
- Family Heritage Life Insurance CompanyMar 2017 to May 2017
- American Income Life Insurance CompanyFeb 2017 to Mar 2017
- UnemployedDec 2016 to Feb 2017
- Northwest Christian UniversitySep 2016 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6952594
- Firm CRD
- 7691