Carly Seneca
Investment adviser representative at Cambridge Investment Research Advisors, Inc.
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$138.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Market timing
- Seminars and workshops
Experience
13 years in the industry.
- Cambridge Investment Research Advisors, Inc.Sep 2022 to now
- Cambridge Investment Research, Inc.Sep 2022 to now
- Pensionmark Financial Group, LLCDec 2020 to Sep 2022
- Pensionmark Securities, LLCDec 2020 to Sep 2022
- Harvest FinancialJul 2018 to Nov 2020
- BNY MellonSep 2017 to Jun 2018
- World RemitMay 2017 to Jul 2017
- Speedy FurnitureMay 2015 to Feb 2018
- EducationAug 2013 to Jun 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Cambridge Investment Research Advisors, Inc.
$138.7BAssets managed
361,213Clients
3,884Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6952342
- Firm CRD
- 134139