Katelyn Karcz Smith
Investment adviser representative at RBC Capital Markets, LLC
11 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- RBC Capital Markets, LLCJun 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2020 to Jun 2025
- Associated BankMay 2019 to Nov 2020
- Merrill LynchMay 2018 to Aug 2018
- Diy Home CenterMay 2016 to Aug 2017
- Howies On La CrosseMar 2016 to May 2019
- University of Wisconsin La CrosseSep 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (WI).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6952106
- Firm CRD
- 31194