Shuning Li
Investment adviser representative at Transglobal Advisory, LLC
10 yearsExperience
1 stateRegistered in
$58.3MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Globalink Secuities, IncOct 2022 to now
- Transglobal Insurance Agency, Inc.Oct 2022 to now
- Transglobal Advisory, LLCFeb 2022 to now
- Transamerica Financial Advisors, IncDec 2018 to Sep 2022
- World Financial Group, Inc.Nov 2016 to Sep 2022
- Panusino Consulting LLCSep 2016 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (GA).
Transglobal Advisory, LLC
$58.3MAssets managed
193Clients
31Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6951329
- Firm CRD
- 168709