Alexis Zona
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Jun 2022 to now
- Dalmore Group LLCNov 2021 to Jun 2022
- UnemployedAug 2021 to Oct 2021
- JPMorgan Chase Bank N.A.Oct 2019 to Jul 2021
- JPMorgan Securities LLCOct 2019 to Jul 2021
- UnemployedSep 2018 to Sep 2018
- AXA Advisors, LLCMay 2018 to Sep 2019
- Mololamken LLPMay 2018 to Aug 2018
- UnemployedMar 2018 to Apr 2018
- Ef Education FirstNov 2017 to Feb 2018
- UnemployedJun 2016 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6950883
- Firm CRD
- 8174