Trevor Maxwell
Investment adviser representative at Cape Investment Advisory, Inc.
28 yearsExperience
9 statesRegistered in
$473.7MFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
28 years in the industry.
- Cape Investment Advisory, Inc.Sep 2020 to now
- Kms Financial Services, Inc.May 2019 to now
- Ohio National Financial ServicesMay 2018 to now
- The O.N. Equity Sales CompanyMay 2018 to Jul 2018
- United States NavyJan 1998 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 9 states (CA, CO, HI, MD, MI, NC, OH, TX, VA).
Cape Investment Advisory, Inc.
$473.7MAssets managed
1,013Clients
31Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6950418
- Firm CRD
- 146384