Spence Dean Sarazin
Investment adviser representative at Mariner
12 yearsExperience
1 stateRegistered in
$125.4BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- MarinerJan 2026 to now
- Bridger Fund IncApr 2025 to Dec 2025
- Anderson Roberts Financial IncOct 2023 to Mar 2025
- JP Morgan Chase & Co.Jul 2023 to Oct 2023
- First Republic BankJan 2019 to May 2023
- First Republic Securities Company, LLCJan 2019 to May 2023
- First Republic Securities Company, LLCMay 2018 to Dec 2018
- First Republic BankJan 2018 to Dec 2018
- Funding Circle USAAug 2014 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Mariner
Legal name: Mariner, LLC
$125.4BAssets managed
55,512Clients
991Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6950006
- Firm CRD
- 140195