John Carlos Roman santiago
Investment adviser representative at Popular Securities, LLC
13 yearsExperience
1 stateRegistered in
$2.6BFirm assets
26 yearsFirm in business
Are you John Carlos Roman santiago? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Popular Securities, LLCAug 2022 to now
- Universidad Ana G. MendezApr 2018 to Jul 2019
- Popular Securities, LLCFeb 2018 to Jul 2022
- Banco Popular De Puerto RicoNov 2013 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (PR).
Popular Securities, LLC
$2.6BAssets managed
2,403Clients
58Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6949329
- Firm CRD
- 8096