James Bates Pugh
Investment adviser representative at Pivot Capital Partners LLC
14 yearsExperience
2 statesRegistered in
$1.4BFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Pivot Capital Partners, LLCApr 2025 to now
- Pivot Capital, LLCSep 2021 to now
- Stirlingshire InvestmentsMar 2024 to Oct 2024
- Finalis Securities LLCOct 2021 to Mar 2024
- Bundy Group Securities, LLCMar 2021 to Sep 2021
- MML Investors Services, LLCMar 2020 to Mar 2021
- Allstate Financial Services, LLCMar 2019 to Mar 2020
- Northwestern Mutual Investment Services, LLCMar 2018 to Mar 2019
- Pugh Engineering Services LLCJul 2012 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (GA, IL).
Pivot Capital Partners LLC
$1.4BAssets managed
0Clients
1Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6949266
- Firm CRD
- 335324