Robert Sterling Metcalf
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
3 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Jan 2021 to now
- Winslow CapitalJun 2020 to Aug 2020
- Heartland AdvisorsJun 2019 to Aug 2019
- UBS Financial ServicesJun 2018 to Aug 2018
- Schwarz Dygos Wheeler Investment Advisors LLCMay 2017 to Aug 2017
- Marquette UniversityAug 2016 to Dec 2020
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 3 states (MN, NJ, NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6949070
- Firm CRD
- 8174