Rafael Saez
Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
10 years in the industry.
- Oak Creek-franklin School DistricMar 2021 to now
- Northwestern Mutual Investment Services, LLCAug 2020 to now
- Northwestern Mutual Life Insurance CompanyJul 2020 to now
- Oak Creek-franklin School DistrictMar 2020 to Jun 2020
- UnemployedSep 2019 to Feb 2020
- Bank of America, N.A.Jun 2019 to Sep 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2019 to Sep 2019
- UnemployedJan 2019 to May 2019
- Edward JonesMay 2018 to Jan 2019
- PNC Bank N.AMar 2017 to Apr 2018
- Fein BrothersJun 2016 to Mar 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (WI).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6948055
- Firm CRD
- 2881