Benjamin Roy
Investment adviser representative at Prosperity Capital Advisors
14 yearsExperience
1 stateRegistered in
$4.4BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Prosperity Capital AdvisorsMay 2022 to now
- C2p Capital Advisory Group, LLC dba Prosperity Capital AdvisorsMay 2022 to now
- SpcMar 2021 to May 2022
- Sigma Financial CorporationDec 2018 to May 2022
- Great Lakes Wealth ManagementAug 2018 to Dec 2018
- Commonwealth FinancialMay 2018 to Aug 2018
- UnemployedAug 2017 to May 2018
- University of Maine OronoAug 2012 to May 2017
- Advance 1 ClearningJun 2012 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (TX).
Prosperity Capital Advisors
Legal name: C2p Capital Advisory Group, LLC
$4.4BAssets managed
7,548Clients
103Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6947337
- Firm CRD
- 156480