Raymond G Farnesi
Investment adviser representative at UBS Financial Services Inc.
16 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- UBS Financial Services Inc.Jan 2021 to now
- Goldman Sachs & Co. LLCJun 2020 to Dec 2020
- StudentSep 2019 to Jun 2020
- Goldman SachsApr 2019 to Sep 2019
- StudentSep 2018 to Apr 2019
- Goldman SachsApr 2018 to Sep 2018
- StudentOct 2017 to Apr 2018
- Exelon (peco Electric)Apr 2017 to Oct 2017
- StudentJan 2010 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (PA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6946796
- Firm CRD
- 8174