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Robert Ernest Howell

Investment adviser representative at LPL Financial LLC
27 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

27 years in the industry.

  1. LPL Financial LLCMay 2023 to now
  2. Sigma Financial CorporationJan 2020 to May 2023
  3. Oneamerica SecuritiesJun 2019 to Jan 2020
  4. Transamerica Financial Advisors, IncMay 2018 to May 2019
  5. World Financial Group, Inc.Oct 2017 to May 2019
  6. Centurylink CommunicationsMay 1999 to Apr 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2020
  • Series 65 · Uniform Investment Adviser Law2020

State registrations

Registered as an investment adviser representative in 1 state (CO).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6946512
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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