Lloyd George Phipps
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Aug 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2023 to now
- Morgan StanleyNov 2022 to Aug 2023
- E*trade Capital Management LLCApr 2020 to Aug 2023
- E*trade Securities LLCApr 2018 to Aug 2023
- Pyramid Consulting Inc.Feb 2018 to Apr 2018
- UnemployedDec 2017 to Feb 2018
- Alorica Inc.Feb 2017 to Nov 2017
- Vitel Communications LLCJun 2013 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (GA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6945822
- Firm CRD
- 7691