Cole Nicholas Ragland
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Feb 2023 to now
- TD AmeritradeNov 2020 to Feb 2023
- Nei Global RelocationOct 2019 to Oct 2020
- UnemployedFeb 2019 to Oct 2019
- Northwestern MutualMay 2018 to Feb 2019
- UnemployedDec 2017 to May 2018
- Iowa West Field HouseMay 2017 to Dec 2017
- Dicks Sporting GoodsMay 2016 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NE).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6945638
- Firm CRD
- 5393