Daniel Mulligan
Investment adviser representative at Kestra Advisory Services, LLC
13 yearsExperience
1 stateRegistered in
$79.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Kestra Advisory Services, LLCSep 2026 to now
- Kestra Investment Services, LLCSep 2026 to now
- Commonwealth Financial NetworkMay 2023 to Sep 2026
- Preferred Financial PartnersMay 2023 to Sep 2026
- UnemployedJan 2023 to May 2023
- HightowerSep 2021 to Jan 2023
- Bank of America, N.A.Nov 2020 to Sep 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2020 to Sep 2021
- Hennion & Walsh, Inc.Dec 2018 to Aug 2020
- Allied Wealth PartnersAug 2018 to Nov 2018
- Minnesota Life Insurance CoAug 2018 to Nov 2018
- Securian Financial Services IncAug 2018 to Nov 2018
- Morgan Stanley Smith Barney LLCMay 2018 to Jul 2018
- UnemployedFeb 2018 to Apr 2018
- Gain CapitalMar 2017 to Jan 2018
- LiparisMar 2016 to Mar 2017
- East Stroudsburg UniversityAug 2013 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6945502
- Firm CRD
- 283330