William James Maxwell
Investment adviser representative at Transamerica Financial Advisors, LLC
8 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
8 years in the industry.
- NetlawFeb 2019 to now
- Transamerica Financial Advisors, LLCApr 2018 to now
- WfgiaSep 2017 to now
- JP FlooringAug 2022 to May 2023
- Reliant Flooring SolutionsJan 2022 to Jul 2022
- Reliant Flooring Solutions LLCFeb 2020 to Dec 2020
- AflacMay 2017 to Dec 2017
- Rite Rug FlooringNov 2016 to Jun 2017
- Spectra Contract FlooringMar 2015 to Nov 2016
- Acn Opportunity, LLCJun 2014 to Mar 2018
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (OH).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6939589
- Firm CRD
- 16164