William Justin Nichols
Investment adviser representative at Principal Securities, Inc.
21 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Green Wealth ManagementMar 2025 to now
- Principal Securities, Inc.Apr 2021 to now
- Principal Life Insurance CompanyApr 2021 to now
- Executive Private WealthNov 2005 to now
- Union Financial, Inc.Oct 2021 to May 2022
- Bankers Life and CasualtyApr 2019 to Apr 2021
- Summerton Oaks Landscaping Development and Maintenance LLCApr 2018 to Apr 2019
- First Command Financial Planning, Inc.Apr 2018 to Dec 2018
- Summerton Oaks Landscape Development and Maintenance LLCSep 2017 to Apr 2021
- United States NavyApr 2008 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6939578
- Firm CRD
- 1137