Brian Michael Warren
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
3 statesRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab & Co., Inc.Mar 2021 to now
- Charles Schwab Bank, SsbMar 2021 to now
- Fidelity InvestmentsOct 2020 to Feb 2021
- Charles Schwab & Co., Inc.Apr 2018 to Oct 2020
- Modern Woodmen of AmericaAug 2017 to Mar 2018
- Midwestern State UniversityMay 2013 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 3 states (AZ, CA, TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6939487
- Firm CRD
- 5393