Kimberly Kathleen Elliott
Investment adviser representative at Frost Investment Services
14 yearsExperience
1 stateRegistered in
$3.7BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Frost Investment ServicesJun 2023 to now
- Frost Brokerage Services, IncJun 2023 to now
- Citizens Bank, N/aOct 2022 to now
- Citizens Securities, IncJun 2022 to now
- Citizens Bank, N.AJun 2022 to Oct 2022
- Wells Fargo Clearing Services, LLCApr 2018 to Jun 2022
- Wells Fargo Bank, NADec 2012 to Jun 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (TX).
Frost Investment Services
Legal name: Frost Investment Services, LLC
$3.7BAssets managed
3,656Clients
163Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6939348
- Firm CRD
- 286129