Sirtaj Singh Puri
Investment adviser representative at Charles Schwab & Co., Inc.
19 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
19 years in the industry.
- Charles Schwab Bank SsbApr 2024 to now
- Charles Schwab & Co., Inc.Mar 2018 to now
- TD Ameritrade Investment Management, LLC.Feb 2022 to Jun 2024
- TD Ameritrade, Inc.Feb 2022 to Jun 2024
- Charles Schwab BankMar 2018 to Feb 2022
- Acrc TrialsJun 2015 to Mar 2018
- StudentAug 2007 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6937724
- Firm CRD
- 5393