Matthew Gallion
Investment adviser representative at Raymond James & Associates, Inc.
11 yearsExperience
3 statesRegistered in
$501BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Raymond James & Associates, Inc.Oct 2021 to now
- Northwestern Mutual Wealth Management CompanyNov 2020 to Oct 2021
- Northwestern Mutual Investment Services LLCMar 2019 to Oct 2021
- Northwestern Mutual Life Insurance CompanyMay 2018 to Oct 2021
- 54th Street Grill and BarApr 2015 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 3 states (CA, MO, TX).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6935225
- Firm CRD
- 705