Jenny D. Cao
Investment adviser representative at Transamerica Financial Advisors, LLC
23 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
23 years in the industry.
- Wfg DirectJul 2020 to now
- Transamerica Financial Advisors, IncJan 2018 to now
- F3 Insurance Services LLCNov 2017 to now
- World Financial Group, Inc.Dec 2015 to now
- ST. Joseph HospitalNov 2001 to now
- Tax ServicesMay 2024 to Jul 2024
- Pavillion Surgery Center, A Division of St Joseph HospitalNov 2020 to May 2024
- University of California IrvineFeb 2020 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6908641
- Firm CRD
- 16164