Michael Son Ngo
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Investment Advisers LLCNov 2025 to now
- Cetera Financial Specialists LLCNov 2025 to now
- Nola LeuthnerSep 2025 to now
- Self-employedJul 2025 to Aug 2025
- Capital Group / Capital Client Group, Inc.Oct 2024 to Jul 2025
- American FundsMay 2019 to Oct 2024
- LPLJan 2018 to Apr 2019
- Aspire FundJun 2017 to Jan 2018
- Auto ZoneMar 2017 to Aug 2018
- Jack In the BoxMar 2016 to Aug 2017
- IcocJan 2016 to Dec 2016
- CsunMay 2015 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6908609
- Firm CRD
- 105644