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Austin Parker Flatt

Investment adviser representative at First Kentucky Securities Corp
13 yearsExperience
1 stateRegistered in
$566MFirm assets
19 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feePerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

13 years in the industry.

  1. First Kentucky Securities CorporationJan 2018 to now
  2. University of KentuckyAug 2015 to May 2019
  3. ChallengerMay 2013 to Aug 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2019
  • Series 65 · Uniform Investment Adviser Law2020

State registrations

Registered as an investment adviser representative in 1 state (KY).

First Kentucky Securities Corp

Legal name: First Kentucky Securities Corporation

$566MAssets managed
1,530Clients
15Advisers
19 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6908581
Firm CRD
7524
Advisor's SEC record (opens in a new tab)
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