Mary R Broidy
Investment adviser representative at LPL Enterprise, LLC
22 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaAug 2024 to now
- Pruco Securities LLCAug 2024 to Nov 2024
- J.P. Morgan Securities LLCJan 2023 to Jul 2024
- JPMorgan Chase Bank, N.A.Jan 2023 to Jul 2024
- Bank of America, N.A.Jan 2018 to Dec 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2018 to Dec 2022
- Town of Southampton School DistrictOct 2017 to Dec 2017
- Sag Harbor Union Free School DistrictOct 2017 to Nov 2017
- Mary BroidyJan 2006 to Dec 2018
- Coldwell Banker Beau Hulse Realty GroupNov 2004 to May 2024
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6907419
- Firm CRD
- 8733