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Duke Michael Smith

Investment adviser representative at Alphastar Capital Management
26 yearsExperience
2 statesRegistered in
$2.5BFirm assets
15 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

26 years in the industry.

  1. Alphastar Capital Management, LLCJan 2022 to now
  2. Resilience Wealth ManagementSep 2021 to now
  3. Aewealth Management, LLCMay 2020 to Jan 2022
  4. Rooted Wealth AdvisorsMay 2020 to Jan 2022
  5. Wall Street Financial GroupJun 2017 to Apr 2020
  6. Monical's PizzaFeb 2015 to Jun 2017
  7. Full Time StudentAug 2000 to May 2017

Exams passed

  • Series 65 · Uniform Investment Adviser Law2017

State registrations

Registered as an investment adviser representative in 2 states (IL, TX).

Alphastar Capital Management

Legal name: Alphastar Capital Management, LLC

$2.5BAssets managed
8,525Clients
155Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6906194
Firm CRD
157423
Advisor's SEC record (opens in a new tab)
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