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Christopher James Mullucey

Investment adviser representative at Nuveen Asset Management, LLC
11 yearsExperience
1 stateRegistered in
$280.5BFirm assets
15 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

11 years in the industry.

  1. Nuveen Asset Management, LLCOct 2022 to now
  2. Nuveen Securities, LLCOct 2022 to now
  3. American FundsMay 2020 to Oct 2022
  4. American Funds Distributors, Inc.May 2020 to Oct 2022
  5. Nationwide Investment Services CorporationJan 2018 to Apr 2020
  6. NationwideNov 2017 to Apr 2020
  7. Randstad StaffingAug 2017 to Nov 2017
  8. Dublin City SchoolsNov 2016 to Mar 2017
  9. Evergreen Alliance Golf (D.B.A. Tartan Fields Golf Club)May 2016 to Sep 2017
  10. The Ohio State UniversityAug 2015 to Dec 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2020
  • Series 65 · Uniform Investment Adviser Law2020

State registrations

Registered as an investment adviser representative in 1 state (IL).

Nuveen Asset Management, LLC

$280.5BAssets managed
65,258Clients
256Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6905582
Firm CRD
155584
Advisor's SEC record (opens in a new tab)
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