Thomas Cole
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCMar 2025 to now
- Flagstar Bank N.AMar 2025 to now
- Lplfinancial LLCMar 2025 to now
- USA FinancialAug 2021 to Feb 2025
- Infinex Investments, Inc.Dec 2019 to Aug 2021
- Flagstar BankAug 2019 to Aug 2021
- Principal Life Insurance CompanyJul 2019 to Aug 2019
- Principal Securities IncorporatedJul 2019 to Aug 2019
- The Centennial GroupApr 2019 to Jul 2019
- Cottingham & ButlerNov 2016 to Mar 2019
- Universidad EuropeaOct 2016 to Oct 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (MI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6904781
- Firm CRD
- 6413