Mimi Elizabeth Bauer
Investment adviser representative at Vanguard Advisers, Inc.
15 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Vanguard Advisers, Inc.Sep 2025 to now
- Vanguard Marketing CorporationMay 2025 to now
- The Vanguard Group, Inc.Jan 2018 to now
- Self-employedDec 2022 to Jan 2024
- Washington Elementary School DistrictSep 2016 to May 2017
- Broil, LLCJun 2012 to May 2022
- Five Daughters Salumeria, LLCMay 2011 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6903243
- Firm CRD
- 106715