Kaleah N Yearwood
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2022 to now
- Logix Federal Credit UnionMar 2022 to Sep 2022
- UnemployedOct 2021 to Mar 2022
- Wawnesa InsuranceJun 2021 to Oct 2021
- Hale ProductionsMar 2021 to Jun 2021
- Merrill Lynch, Pierce, Fenner, & Smith IncorporatedJan 2018 to Mar 2021
- Alliance AdvertisingOct 2017 to Oct 2017
- Pacific ProvisionsJan 2017 to Apr 2017
- Point Loma Nazarene Public SafetyAug 2015 to Jan 2018
- Point Loma Nazarene UniversitySep 2014 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6902000
- Firm CRD
- 7691