Michael William Hadley
Investment adviser representative at Principal Securities, Inc.
12 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- American Elm FinancialFeb 2025 to now
- Principal Securities, Inc.May 2024 to now
- Principal Life Insurance CompanyMay 2024 to now
- CitigroupMar 2022 to Dec 2023
- Ritter Insurance Marketing LLCOct 2020 to Feb 2022
- Raymond James Financial Services Advisors, Inc.Jan 2020 to Feb 2022
- Raymond James Financial Services, Inc.Jan 2020 to Feb 2022
- Robert J. Ellis Financial Advisors. LLC.Jan 2020 to Feb 2022
- Hadley CarpentryOct 2019 to Mar 2024
- AXA Advisors, LLCFeb 2018 to Oct 2019
- UnemployedOct 2017 to Feb 2018
- University At BuffaloAug 2014 to Feb 2017
- East Aurora Country ClubMay 2014 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6901601
- Firm CRD
- 1137