Alexandria Zendell Pon
Investment adviser representative at Principal Securities, Inc.
13 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
Are you Alexandria Zendell Pon? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Principal Securities, Inc.Mar 2026 to now
- Principal Life Insurance CompanyMar 2026 to now
- LPL Enterprise, LLCNov 2024 to Mar 2026
- The Prudential Insurance Company of AmericaOct 2024 to Mar 2026
- Pruco Securities, LLC.Aug 2024 to Nov 2024
- TaxriseJan 2023 to May 2024
- Real Estate SpecialistsJan 2022 to Dec 2023
- UnemployedJan 2021 to Dec 2022
- MML Investors Services, LLCSep 2018 to Dec 2019
- Massmutual Life InsuranceAug 2017 to Dec 2020
- National Taiwan UniversityAug 2013 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6901133
- Firm CRD
- 1137