Emma K Lalley
Investment adviser representative at Raymond James & Associates, Inc.
12 yearsExperience
2 statesRegistered in
$501BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Raymond James & Associates, Inc.Apr 2023 to now
- Raymond James & AssoicatesMar 2023 to now
- Steward Partners Investment Solutions, LLCMay 2022 to Mar 2023
- Steward Partners Global AdvisoryOct 2019 to Mar 2023
- Steward Partners Investment Advisory LLCOct 2019 to Mar 2023
- Raymond James Financial Services, Inc.Sep 2019 to Mar 2023
- UnemploymentApr 2019 to Aug 2019
- The Prince HotelOct 2018 to Mar 2019
- Raymond James Financial Services, Inc.Jan 2018 to Jun 2018
- National Association for the Counsel of Children (nacc)Jan 2018 to Mar 2018
- Steward Partners Global AdvisoryJan 2018 to Mar 2018
- Wesleyan University Office of Residential LifeAug 2016 to May 2017
- Ymca Camp Silver BeachJul 2014 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (DC, MD).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6901105
- Firm CRD
- 705