Cole Stephen Nolte
Investment adviser representative at Founders Financial Alliance, LLC
14 yearsExperience
1 stateRegistered in
$1.2BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Founders Financial Alliance, LLCFeb 2026 to now
- LPL Financial LLCFeb 2026 to now
- Equitable Advisors, LLCMar 2018 to Feb 2026
- AXA Advisors, LLCMar 2018 to Jun 2020
- UnemployedJan 2018 to Mar 2018
- Hastings CompanyMar 2017 to Aug 2017
- Willow Valley ResortMay 2014 to Sep 2017
- Appalachian State UniversityAug 2012 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (NC).
Founders Financial Alliance, LLC
$1.2BAssets managed
2,412Clients
33Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6900496
- Firm CRD
- 173011