Kai Li
Investment adviser representative at J.P. Morgan Securities LLC
10 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- J.P. Morgan Securities LLCSep 2025 to now
- JPMorgan Chase Bank NASep 2021 to now
- JPMorgan Securities LLCSep 2021 to now
- JP Morgan Chase BankJul 2019 to Sep 2021
- JP Morgan Securities LLCJul 2019 to Sep 2021
- UnemployedMay 2019 to Jul 2019
- Northeastern UniversityJul 2018 to May 2019
- Goldman SachsJan 2018 to Jun 2018
- Northeastern UniversityAug 2017 to Jan 2018
- State StreetJun 2017 to Aug 2017
- Northeastern UniversityMay 2017 to Jun 2017
- PricewaterhousecoopersJan 2017 to May 2017
- Northeastern University Disability Resource CenterSep 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6899920
- Firm CRD
- 79