Skip to content

Nicholas Farkas

Investment adviser representative at Ernst & Young Investment Advisers LLP
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$0Firm assets

Are you Nicholas Farkas? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

HourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Seminars and workshops

Experience

10 years in the industry.

  1. EyJul 2021 to now
  2. Ernst & Young Investment Advisers LLPApr 2019 to now
  3. Tapfin/eyFeb 2019 to Jul 2021
  4. The Washington HouseSep 2018 to Feb 2019
  5. Northwestern MutualFeb 2018 to May 2018
  6. Montclair State UniversitySep 2016 to Jun 2018
  7. The Washington HouseFeb 2016 to Feb 2018

Designations

  • CFP® certification

Exams passed

  • Series 65 · Uniform Investment Adviser Law2019

State registrations

Registered as an investment adviser representative in 2 states (NJ, VA).

Ernst & Young Investment Advisers LLP

$0Assets managed
20Clients
110Advisers
31 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6897053
Firm CRD
110921
Advisor's SEC record (opens in a new tab)
CallContact this firm