James Francis Locke
Investment adviser representative at Sound Income Strategies, LLC
13 yearsExperience
1 stateRegistered in
$4.2BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Sound Income Strategies, LLCJul 2018 to now
- Poole Locke AssociatesSep 2017 to now
- Bfc Planning, Inc.Feb 2018 to Jul 2018
- Locke Industries LLCSep 2017 to Jun 2020
- LyftApr 2016 to May 2020
- UberApr 2016 to May 2020
- Compass Institutional MarketingAug 2005 to Jun 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (DE).
Sound Income Strategies, LLC
$4.2BAssets managed
24,757Clients
121Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6895219
- Firm CRD
- 173272