Dawn Ann Lazarus
Investment adviser representative at Lri Investments
13 yearsExperience
2 statesRegistered in
$2.8BFirm assets
2 yearsFirm in business
Are you Dawn Ann Lazarus? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Lri InvestmentsApr 2024 to now
- M Holdings Securities, Inc.Mar 2021 to now
- Bank of America, N.A.Jun 2018 to Mar 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2017 to Mar 2021
- Sacred Heart UniversityJan 2016 to Dec 2016
- Jumoke Academy Charter SchoolJul 2013 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (CT, MA).
Lri Investments
Legal name: Lri Investments, LLC
$2.8BAssets managed
582Clients
25Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6895018
- Firm CRD
- 323556