Maxwell J Sabel
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
3 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Aug 2023 to now
- UBSJul 2023 to now
- Royal Alliance Associates, Inc.Feb 2022 to Jul 2023
- Cassaday & CompanyDec 2020 to Jul 2023
- Sand Spring BankFeb 2020 to Dec 2020
- Heritage InvestorsJun 2018 to Feb 2020
- T Rowe PriceOct 2017 to Jun 2018
- StudentAug 2016 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 3 states (DC, MD, VA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6894678
- Firm CRD
- 8174