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Sneh Raghu

Investment adviser representative at Morgan Stanley
13 yearsExperience
1 stateRegistered in
$2TFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

13 years in the industry.

  1. Morgan StanleyMay 2026 to now
  2. UnemployedJun 2025 to Apr 2026
  3. Cais Capital LLCDec 2023 to May 2026
  4. Jefferies LLCJul 2021 to Dec 2023
  5. Leucadia Asset Management LLCJul 2021 to Dec 2023
  6. Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2021 to Jun 2021
  7. LPL Financial LLCNov 2020 to Feb 2021
  8. UnemployedJan 2020 to Oct 2020
  9. Bank of America, N.A.Jul 2018 to Dec 2019
  10. Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2018 to Dec 2019
  11. UnemployedJul 2017 to Feb 2018
  12. University of California, RiversideSep 2013 to Jun 2017

Exams passed

  • Series 66 · Uniform Combined State Law2018
  • Series 65 · Uniform Investment Adviser Law2026

State registrations

Registered as an investment adviser representative in 1 state (TX).

Morgan Stanley

Legal name: Morgan Stanley Smith Barney LLC

$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6894416
Firm CRD
149777
Advisor's SEC record (opens in a new tab)
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