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Abigail Brown

Investment adviser representative at Empower Advisory Group, LLC
10 yearsYears since first job or exam
1 stateRegistered in
$195.4B
25 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Empower Advisory Group, LLCMay 2023 to now
  2. Empower Financial Services, IncMay 2023 to now
  3. Bank of America N.A.Dec 2022 to May 2023
  4. Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2022 to May 2023
  5. Robinhood Markets, IncJun 2022 to Aug 2022
  6. Robinhood Financial, LLCFeb 2021 to Aug 2022
  7. Charles Schwab & Co., Inc.May 2020 to Jan 2021
  8. USAA Investment Management CompanyJul 2019 to May 2020
  9. USAA Financial Advisors, Inc.Oct 2018 to May 2020
  10. AerotekOct 2018 to Jun 2019
  11. The Vanguard Group, Inc.Oct 2017 to Sep 2018
  12. UnemployedAug 2017 to Oct 2017
  13. Westford College of Real EstateMar 2017 to Aug 2017
  14. USAA Financial Planning Services, Inc.Jun 2016 to May 2020
  15. United Health GroupMar 2016 to Jan 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2017
  • Series 65 · Uniform Investment Adviser Law2019

State registrations

Registered as an investment adviser representative in 1 state (AZ).

Empower Advisory Group, LLC

$195.4B
297,074Clients
2,020Advisers
25 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

6870553
112058
Advisor's SEC record (opens in a new tab)
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