Alexandria Jo Ulrich
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
Contact this advisor
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
15 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Carson GroupMay 2026 to now
- Carson Group Brokerage, LLCMay 2026 to now
- CWM, LLCSep 2021 to now
- Carson GroupJun 2025 to Apr 2026
- Cetera Wealth Services, LLCMar 2021 to May 2026
- Carson GroupJul 2018 to May 2025
- Cetera Advisor Networks LLCJul 2018 to Mar 2021
- Merrill LynchSep 2017 to Jun 2018
- Amerihealth Caritas IowaJun 2017 to Sep 2017
- Easter Seals IowaSep 2011 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (NE).
CWM, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6854521
- 155344