David Joseph Ricchini
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
18 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Iams Wealth Management, LLCApr 2026 to now
- Apollon Wealth Management, LLCJan 2024 to Apr 2026
- Wealthplan Investment Management, LLCJan 2023 to Dec 2023
- Brinker Capital SecuritiesNov 2021 to Jan 2023
- Orion Portfolio SolutionsDec 2019 to Jan 2023
- TD AmeritradeAug 2017 to Dec 2019
- Eagle Run Golf Course / Midwest Golf OperationJun 2017 to Dec 2018
- University of Nebraska at OmahaOct 2016 to May 2018
- Fairacres LawncareJun 2010 to Dec 2019
- Millard North High School, Metro Community College, UnoMay 2008 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (NE).
Iams Wealth Management, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6850911
- 286085