Micah Moore
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
13 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Independent Solutions Wealth Management, LLCApr 2024 to now
- Peak Brokerage Services, LLCApr 2024 to now
- Cambridge Investment Research Advisors, Inc.Jul 2021 to Apr 2024
- Cambridge Investment Research, Inc.Jul 2021 to Apr 2024
- Mass Mutual Life Insurance CompanyJan 2020 to Jul 2021
- MML Investors Services, LLCJan 2020 to Jul 2021
- Moore Financial GroupAug 2019 to Dec 2019
- MML Investors Services, LLCApr 2018 to Jul 2019
- Mass Mutual Life Insurance CompanyJan 2018 to Jul 2019
- American Portfolio Financial Services, IncAug 2017 to Jan 2018
- Hazlitt Red Cat CellarsJun 2015 to Dec 2017
- Prattsburgh CSDDec 2013 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (NY).
Independent Solutions Wealth Management, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6843898
- 144733