Carlos Lopez
Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Enterprise, LLCMar 2026 to now
- Self- EmployedAug 2024 to Feb 2026
- Bank of America, N.A.Dec 2019 to Jul 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2019 to Jul 2024
- National Securities CorpJun 2017 to Jun 2019
- Park OneJan 2012 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6825252
- Firm CRD
- 8733