Li Pan
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
3 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
3 years in the industry.
- Bank of America, N.A.Dec 2018 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2018 to now
- Nylife Securities, LLCFeb 2018 to Oct 2018
- Millburn Institute of TalentSep 2017 to Jun 2018
- New York Life Insurance CompanyJun 2017 to Oct 2018
- Livingston Huaxia Chinese SchoolMay 2017 to Jun 2019
- TransamericaMar 2017 to Jun 2017
- Sweet Basil Technology LLCDec 2015 to Jul 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6825043
- Firm CRD
- 7691