Saulo Romero
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America N.A.Aug 2019 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2019 to now
- Nylife Securities LLCOct 2017 to Jan 2019
- New York Life Insurance CoJul 2017 to Jan 2019
- UnemployedFeb 2017 to Jul 2017
- Cno Services Subsidiary of Banker's LifeSep 2016 to Feb 2017
- Il Fornaio America CorpJul 2016 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (NV, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6824355
- Firm CRD
- 7691